基于XGBoost-SHAP模型的冰情预报与驱动因素分析

Ice condition forecasting and driving factor analysis based on XGBoost-SHAP model

  • 摘要: 针对南水北调中线工程冬季输水冰情观测序列短、物理过程复杂等现实约束,本文融合XGBoost与SHAP框架,基于2011—2022年总干渠原型观测数据,构建冰情分类预报体系,开展7、14和21 d预见期下的流冰与冰盖预报,并借助SHAP方法解析各驱动因子的贡献度与作用方向。结果表明,该模型在各预见期下的预报精度及关键节点预报效果均优于随机森林、支持向量机及BP神经网络;冰情演化受热力与动力因子协同驱动,累计负气温为首要热力因子,输水流量为核心动力因子;短期预报对气温波动更为敏感,而中长期预报则更依赖低温累积效应。该模型在数据序列较短的条件下实现了高精度、可解释的冰情预报,可为南水北调中线工程冬季输水安全与智能调度提供技术支撑。

     

    Abstract: To address practical constraints, including short ice-condition observation series and complex physical processes during winter water conveyance in the Middle Route of the South-to-North Water Diversion Project, this study integrates the XGBoost and SHAP frameworks. Leveraging prototype observation data collected from the main trunk channel between 2011 and 2022, we developed an ice-condition classification forecasting system to predict floating ice and ice cover with lead times of 7, 14, and 21 days. SHAP is used to quantify the contribution and direction of influence of each driving factor. The results demonstrate that the proposed model achieves higher forecasting accuracy and better key-node prediction performance than Random Forest, Support Vector Machine, and BP Neural Network across all lead-times. Ice-condition evolution is jointly governed by thermal and dynamic processes, with cumulative negative air temperature serving as the dominant thermal factor and water-conveyance discharge as the core dynamic factor. Short-term forecasts are more sensitive to air-temperature fluctuations, whereas medium- and long-term forecasts are more reliant on cumulative low-temperature effects. This proposed model achieves high accuracy and strong interpretability in ice-condition forecasting, even with a relatively short dataset. These capabilities provide critical technical support for ensuring the safety of winter water conveyance and enabling intelligent regulation of the Middle Route of the South-to-North Water Diversion Project.

     

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